Does Provisions on the Management of Algorithmic Recommendations require Risk Assessment?

China • enforcing

Yes — 1 provision

Requirements at a glance

This regulation imposes 4 specific requirements for Risk Assessment across 1 provision:

Algorithmic Risk Assessment

Copy link to this provision

Obligation:
Risk Assessment
enforcing
Effective:
Mar 1, 2022
Risk tier:
all
Scope:
Providers using algorithmic recommendation technology to offer internet information services within China (Articles 2-3)

Requirements

RequirementDetails
Periodic reviewMust periodically review, evaluate, and verify algorithms, models, data, and outcomes (Art. 8)
Security governance and content handlingMaintain security assessment and monitoring plus incident-response systems (Art. 7); maintain an illegal/undesirable-content feature database, stop and report illegal information, and handle undesirable information under the prescribed content-governance rules (Art. 9)
User controlsProvide users either a non-personalized option or a convenient option to turn off algorithmic recommendations (Art. 17)
Filing and security assessmentProviders with public-opinion properties or social-mobilization capabilities must file with an algorithm self-assessment report (Art. 24) and separately conduct a security assessment under applicable national rules (Art. 27)

Penalties

ViolationFine
Listed governance, review, and filing violationsWhere no other law or administrative regulation governs, Article 31 provides warnings, circulated criticism, correction orders, and, for refusal to correct or serious violations, suspended updates and an RMB 10,000-100,000 fine
Security-assessment and special filing violationsArticle 32 routes Article 27 violations to applicable law; Article 33 addresses fraudulent filing and cancellation failures, not every risk-assessment breach
View full regulation View obligation Obligation matrix