Does Interim Measures for Generative AI Services require Risk Assessment?
China • enforcing
Yes — 1 provision
Requirements at a glance
This regulation imposes 4 specific requirements for Risk Assessment across 1 provision:
- Security assessment and filing — Providers of services with public-opinion properties or social-mobilization capability must conduct a security assessment and complete algorithm filing under applicable rules (Art. 17)
- Training data compliance — Providers must lawfully process training data, respect intellectual property and personal information rights, and take measures to improve data quality (Art. 7)
- Data-labeling governance — Providers that label data during development must establish labeling rules, assess quality, sample-check accuracy and train and supervise labelers (Art. 8)
- Cooperation with inspections — Providers must cooperate with lawful supervision and explain specified training-data and algorithm matters and provide needed support (Art. 19)
Generative AI Risk Assessment
Requirements
| Requirement | Details |
|---|---|
| Security assessment and filing | Providers of services with public-opinion properties or social-mobilization capability must conduct a security assessment and complete algorithm filing under applicable rules (Art. 17) |
| Training data compliance | Providers must lawfully process training data, respect intellectual property and personal information rights, and take measures to improve data quality (Art. 7) |
| Data-labeling governance | Providers that label data during development must establish labeling rules, assess quality, sample-check accuracy and train and supervise labelers (Art. 8) |
| Cooperation with inspections | Providers must cooperate with lawful supervision and explain specified training-data and algorithm matters and provide needed support (Art. 19) |
Penalties
| Violation | Fine |
|---|---|
| Non-compliance | Article 21 applies relevant-law penalties or, where none is specified, warning, criticism and correction; suspension requires refusal to correct or serious circumstances. Criminal liability applies only when conduct constitutes a crime |
Sources: CAC Official Text