Hiroshima AI Process – Principles & Code of Conduct
Obligations Covered
Risk Assessment Incident Reporting Transparency & Disclosure Human Oversight Record-Keeping & Documentation
Timeline
| Milestone | Date | Notes |
|---|---|---|
| Hiroshima AI Process launched | 2023-05 | Under Japan's G7 presidency, Hiroshima Summit |
| Guiding Principles published | 2023-09 | G7 Digital & Tech Ministers, preliminary version |
| Principles + Code of Conduct endorsed | Oct 30, 2023 | G7 Leaders' Statement endorsing both documents |
| Comprehensive Policy Framework published | 2023-12 | Full package including implementation guidance |
| Italian G7 presidency follow-up | 2024 | Monitoring mechanisms and stakeholder engagement advanced |
Regulatory Crosswalk
Binding regulations that require the same obligations this standard addresses. Implementing this standard can help satisfy these regulatory requirements.
Related Regulations and Standards
Related instruments are selected from shared compliance obligations and jurisdiction coverage.
Risk Management Lifecycle (Action 1) #
The first and foundational action of the Code — requires risk identification and mitigation throughout the entire AI development and deployment lifecycle. Referenced by the US Executive Order on AI and EU AI Act implementation guidance as a convergent international baseline.
Requirements
| Requirement | Details |
|---|---|
| Lifecycle risk identification | Identify, evaluate, and mitigate risks prior to and throughout development and deployment |
| Pre-deployment assessment | Conduct risk assessments before release of significant new versions |
| Proportionate controls | Apply measures commensurate to the risk level identified |
| Ongoing monitoring | Continuously assess risks as systems evolve and contexts of use change |
Penalties
| Violation | Fine |
|---|---|
| Non-compliance | Voluntary — no binding enforcement mechanism |
Incident and Vulnerability Management (Action 2) #
Requires post-deployment monitoring for vulnerabilities, incidents, and misuse patterns — effectively a voluntary incident response standard for foundation model developers that national regulators point to as a reference expectation.
Requirements
| Requirement | Details |
|---|---|
| Vulnerability identification | Identify and mitigate security vulnerabilities after deployment |
| Incident response | Address AI incidents promptly; maintain response processes |
| Misuse pattern monitoring | Monitor for patterns of misuse and take corrective action |
| Post-market surveillance | Treat post-deployment oversight as an ongoing obligation |
Penalties
| Violation | Fine |
|---|---|
| Non-compliance | Voluntary — no binding enforcement mechanism |
Transparency Reporting (Actions 3–4) #
Requires transparency reports for all significant new releases of advanced AI, covering safety evaluations and societal risk assessments. Action 4 adds a cross-industry information-sharing norm — organizations should share safety findings, dangerous capability evaluations, and attempted safeguard circumventions responsibly across the sector.
Requirements
| Requirement | Details |
|---|---|
| Transparency reports | Publish meaningful transparency reports for all significant new releases of advanced AI |
| Safety evaluation disclosure | Include details of safety, security, and societal risk evaluations |
| Human rights risk disclosure | Address potential impacts on human rights in reporting |
| Privacy policy disclosure | Disclose and keep current privacy policies covering personal data, user prompts, and outputs |
| AI interaction labeling | Implement labeling or disclaimers so users know they are interacting with AI |
| Information sharing | Responsibly share evaluation reports, security risks, dangerous capabilities, and circumvention attempts across the sector |
Penalties
| Violation | Fine |
|---|---|
| Non-compliance | Voluntary — no binding enforcement mechanism |
AI Governance and Accountability (Action 5) #
Requirements
| Requirement | Details |
|---|---|
| AI governance policies | Establish and disclose internal AI governance policies |
| Accountability structures | Create organizational mechanisms to implement governance according to a risk-based approach |
| Lifecycle accountability | Maintain accountability processes to evaluate and mitigate risks throughout the AI lifecycle |
| Self-assessment | Conduct self-assessments against stated policies and commitments |
Penalties
| Violation | Fine |
|---|---|
| Non-compliance | Voluntary — no binding enforcement mechanism |
Content Authentication and Provenance (Action 7) #
The Code of Conduct is among the first major international frameworks to call for watermarking and provenance mechanisms for AI-generated content — anticipating what is now becoming a mandatory requirement under the EU AI Act and similar national laws. Applies where technically feasible, making it a flexible but politically significant benchmark.
Requirements
| Requirement | Details |
|---|---|
| Content authentication | Develop and deploy reliable content authentication mechanisms where technically feasible |
| Provenance mechanisms | Implement provenance tracking to trace origin of AI-generated content |
| Watermarking | Apply watermarking or equivalent techniques to enable identification of AI-generated content |
| Technical documentation | Maintain technical documentation supporting content authentication capabilities |
Penalties
| Violation | Fine |
|---|---|
| Non-compliance | Voluntary — no binding enforcement mechanism |
Security Controls (Action 6) #
Action 6 specifically addresses physical security, cybersecurity, and insider threat controls — including protection of model weights, algorithms, servers, and datasets. This cybersecurity-of-AI-systems obligation has no direct 1:1 match in the current obligation ontology; mapped to risk-assessment as the closest fit. Consider adding a dedicated security obligation.
Requirements
| Requirement | Details |
|---|---|
| Physical security | Invest in physical security controls across the AI lifecycle |
| Cybersecurity controls | Implement cybersecurity controls including protection of model weights and algorithms |
| Insider threat safeguards | Establish controls against insider threats targeting AI systems |
| Infrastructure security | Secure servers, datasets, and computational infrastructure |
Penalties
| Violation | Fine |
|---|---|
| Non-compliance | Voluntary — no binding enforcement mechanism |
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